# The Lemon Parser Generator

Lemon is an LALR(1) parser generator for C. It does the same job as "bison" and "yacc". But Lemon is not a bison or yacc clone. Lemon uses a different grammar syntax which is designed to reduce the number of coding errors. Lemon also uses a parsing engine that is faster than yacc and bison and which is both reentrant and threadsafe. (Update: Since the previous sentence was written, bison has also been updated so that it too can generate a reentrant and threadsafe parser.) Lemon also implements features that can be used to eliminate resource leaks, making it suitable for use in long-running programs such as graphical user interfaces or embedded controllers.

This document is an introduction to the Lemon parser generator.

## 1.0 Table of Contents

- Introduction
- 1.0 Table of Contents
- 2.0 Security Notes
- 3.0 Theory of Operation
  - 3.1 Command Line Options
  - 3.2 The Parser Interface
    - 3.2.1 Allocating The Parse Object On Stack
    - 3.2.2 Interface Summary
  - 3.3 Differences With YACC and BISON
  - 3.4 Building The "lemon" Or "lemon.exe" Executable
- 4.0 Input File Syntax
  - 4.1 Terminals and Nonterminals
  - 4.2 Grammar Rules
  - 4.3 Precedence Rules
  - 4.4 Special Directives
- 5.0 Error Processing
- 6.0 History of Lemon
- 7.0 Copyright

## 2.0 Security Note

The language parser code created by Lemon is very robust and is well-suited for use in internet-facing applications that need to safely process maliciously crafted inputs.

The "lemon.exe" command-line tool itself works great when given a valid input grammar file and almost always gives helpful error messages for malformed inputs. However, it is possible for a malicious user to craft a grammar file that will cause lemon.exe to crash. We do not see this as a problem, as lemon.exe is not intended to be used with hostile inputs. To summarize:

- Parser code generated by lemon → Robust and secure
- The "lemon.exe" command line tool itself → Not so much

## 3.0 Theory of Operation

Lemon is computer program that translates a context free grammar (CFG) for a particular language into C code that implements a parser for that language. The Lemon program has two inputs:

- The grammar specification.
- A parser template file.

Typically, only the grammar specification is supplied by the programmer. Lemon comes with a default parser template ("lempar.c") that works fine for most applications. But the user is free to substitute a different parser template if desired.

Depending on command-line options, Lemon will generate up to three output files.

- C code to implement a parser for the input grammar.
- A header file defining an integer ID for each terminal symbol (or "token").
- An information file that describes the states of the generated parser automaton.

By default, all three of these output files are generated. The header file is suppressed if the "-m" command-line option is used and the report file is omitted when "-q" is selected.

The grammar specification file uses a ".y" suffix, by convention. In the examples used in this document, we'll assume the name of the grammar file is "gram.y". A typical use of Lemon would be the following command:

       lemon gram.y

This command will generate three output files named "gram.c", "gram.h" and "gram.out". The first is C code to implement the parser. The second is the header file that defines numerical values for all terminal symbols, and the last is the report that explains the states used by the parser automaton.

### 3.1 Command Line Options

The behavior of Lemon can be modified using command-line options. You can obtain a list of the available command-line options together with a brief explanation of what each does by typing

       lemon "-?"

As of this writing, the following command-line options are supported:

- -b Show only the basis for each parser state in the report file.
- -c Do not compress the generated action tables. The parser will be a little larger and slower, but it will detect syntax errors sooner.
- -d directory Write all output files into directory. Normally, output files are written into the directory that contains the input grammar file.
- -Dname Define C preprocessor macro name. This macro is usable by "`%ifdef`", "`%ifndef`", and "`%if` lines in the grammar file.
- -E Run the "%if" preprocessor step only and print the revised grammar file.
- -g Do not generate a parser. Instead write the input grammar to standard output with all comments, actions, and other extraneous text removed.
- -l Omit "#line" directives in the generated parser C code.
- -m Cause the output C source code to be compatible with the "makeheaders" program.
- -p Display all conflicts that are resolved by precedence rules.
- -q Suppress generation of the report file.
- -r Do not sort or renumber the parser states as part of optimization.
- -s Show parser statistics before exiting.
- -Tfile Use file as the template for the generated C-code parser implementation.
- -x Print the Lemon version number.

### 3.2 The Parser Interface

Lemon doesn't generate a complete, working program. It only generates a few subroutines that implement a parser. This section describes the interface to those subroutines. It is up to the programmer to call these subroutines in an appropriate way in order to produce a complete system.

Before a program begins using a Lemon-generated parser, the program must first create the parser. A new parser is created as follows:

       void *pParser = ParseAlloc( malloc );

The ParseAlloc() routine allocates and initializes a new parser and returns a pointer to it. The actual data structure used to represent a parser is opaque — its internal structure is not visible or usable by the calling routine. For this reason, the ParseAlloc() routine returns a pointer to void rather than a pointer to some particular structure. The sole argument to the ParseAlloc() routine is a pointer to the subroutine used to allocate memory. Typically this means malloc().

After a program is finished using a parser, it can reclaim all memory allocated by that parser by calling

       ParseFree(pParser, free);

The first argument is the same pointer returned by ParseAlloc(). The second argument is a pointer to the function used to release bulk memory back to the system.

After a parser has been allocated using ParseAlloc(), the programmer must supply the parser with a sequence of tokens (terminal symbols) to be parsed. This is accomplished by calling the following function once for each token:

       Parse(pParser, hTokenID, sTokenData, pArg);

The first argument to the Parse() routine is the pointer returned by ParseAlloc(). The second argument is a small positive integer that tells the parser the type of the next token in the data stream. There is one token type for each terminal symbol in the grammar. The gram.h file generated by Lemon contains #define statements that map symbolic terminal symbol names into appropriate integer values. A value of 0 for the second argument is a special flag to the parser to indicate that the end of input has been reached. The third argument is the value of the given token. By default, the type of the third argument is "void*", but the grammar will usually redefine this type to be some kind of structure. Typically the second argument will be a broad category of tokens such as "identifier" or "number" and the third argument will be the name of the identifier or the value of the number.

The Parse() function may have either three or four arguments, depending on the grammar. If the grammar specification file requests it (via the `%extra_argument` directive), the Parse() function will have a fourth parameter that can be of any type chosen by the programmer. The parser doesn't do anything with this argument except to pass it through to action routines. This is a convenient mechanism for passing state information down to the action routines without having to use global variables.

A typical use of a Lemon parser might look something like the following:

        1 ParseTree *ParseFile(const char *zFilename){
        2    Tokenizer *pTokenizer;
        3    void *pParser;
        4    Token sToken;
        5    int hTokenId;
        6    ParserState sState;
        7
        8    pTokenizer = TokenizerCreate(zFilename);
        9    pParser = ParseAlloc( malloc );
       10    InitParserState(&sState);
       11    while( GetNextToken(pTokenizer, &hTokenId, &sToken) ){
       12       Parse(pParser, hTokenId, sToken, &sState);
       13    }
       14    Parse(pParser, 0, sToken, &sState);
       15    ParseFree(pParser, free );
       16    TokenizerFree(pTokenizer);
       17    return sState.treeRoot;
       18 }

This example shows a user-written routine that parses a file of text and returns a pointer to the parse tree. (All error-handling code is omitted from this example to keep it simple.) We assume the existence of some kind of tokenizer which is created using TokenizerCreate() on line 8 and deleted by TokenizerFree() on line 16. The GetNextToken() function on line 11 retrieves the next token from the input file and puts its type in the integer variable hTokenId. The sToken variable is assumed to be some kind of structure that contains details about each token, such as its complete text, what line it occurs on, etc.

This example also assumes the existence of a structure of type ParserState that holds state information about a particular parse. An instance of such a structure is created on line 6 and initialized on line 10. A pointer to this structure is passed into the Parse() routine as the optional 4th argument. The action routine specified by the grammar for the parser can use the ParserState structure to hold whatever information is useful and appropriate. In the example, we note that the treeRoot field of the ParserState structure is left pointing to the root of the parse tree.

The core of this example as it relates to Lemon is as follows:

       ParseFile(){
          pParser = ParseAlloc( malloc );
          while( GetNextToken(pTokenizer,&hTokenId, &sToken) ){
             Parse(pParser, hTokenId, sToken);
          }
          Parse(pParser, 0, sToken);
          ParseFree(pParser, free );
       }

Basically, what a program has to do to use a Lemon-generated parser is first create the parser, then send it lots of tokens obtained by tokenizing an input source. When the end of input is reached, the Parse() routine should be called one last time with a token type of 0. This step is necessary to inform the parser that the end of input has been reached. Finally, we reclaim memory used by the parser by calling ParseFree().

There is one other interface routine that should be mentioned before we move on. The ParseTrace() function can be used to generate debugging output from the parser. A prototype for this routine is as follows:

       ParseTrace(FILE *stream, char *zPrefix);

After this routine is called, a short (one-line) message is written to the designated output stream every time the parser changes states or calls an action routine. Each such message is prefaced using the text given by zPrefix. This debugging output can be turned off by calling ParseTrace() again with a first argument of NULL (0).

#### 3.2.1 Allocating The Parse Object On Stack

If all calls to the Parse() interface are made from within `%code` directives, then the parse object can be allocated from the stack rather than from the heap. These are the steps:

- Declare a local variable of type "yyParser"
- Initialize the variable using ParseInit()
- Pass a pointer to the variable in calls to Parse()
- Deallocate substructure in the parse variable using ParseFinalize().

The following code illustrates how this is done:

       ParseFile(){
          yyParser x;
          ParseInit( &x );
          while( GetNextToken(pTokenizer,&hTokenId, &sToken) ){
             Parse(&x, hTokenId, sToken);
          }
          Parse(&x, 0, sToken);
          ParseFinalize( &x );
       }

#### 3.2.2 Interface Summary

Here is a quick overview of the C-language interface to a Lemon-generated parser:

>     void *ParseAlloc( (void*(*malloc)(size_t) );
>     void ParseFree(void *pParser, (void(*free)(void*) );
>     void Parse(void *pParser, int tokenCode, ParseTOKENTYPE token, ...);
>     void ParseTrace(FILE *stream, char *zPrefix);

Notes:

- Use the `%name` directive to change the "Parse" prefix names of the procedures in the interface.
- Use the `%token_type` directive to define the "ParseTOKENTYPE" type.
- Use the `%extra_argument` directive to specify the type and name of the 4th parameter to the Parse() function.

### 3.3 Differences With YACC and BISON

Programmers who have previously used the yacc or bison parser generator will notice several important differences between yacc and/or bison and Lemon.

- In yacc and bison, the parser calls the tokenizer. In Lemon, the tokenizer calls the parser.
- Lemon uses no global variables. Yacc and bison use global variables to pass information between the tokenizer and parser.
- Lemon allows multiple parsers to be running simultaneously. Yacc and bison do not.

These differences may cause some initial confusion for programmers with prior yacc and bison experience. But after years of experience using Lemon, I firmly believe that the Lemon way of doing things is better.

Updated as of 2016-02-16: The text above was written in the 1990s. We are told that Bison has lately been enhanced to support the tokenizer-calls-parser paradigm used by Lemon, eliminating the need for global variables.

### 3.4 Building The "lemon" or "lemon.exe" Executable

The "lemon" or "lemon.exe" program is built from a single file of C-code named "lemon.c". The Lemon source code is generic C89 code that uses no unusual or non-standard libraries. Any reasonable C compiler should suffice to compile the lemon program. A command-line like the following will usually work:

>     cc -o lemon lemon.c

On Windows machines with Visual C++ installed, bring up a "VS20NN x64 Native Tools Command Prompt" window and enter:

>     cl lemon.c

Compiling Lemon really is that simple. Additional compiler options such as "-O2" or "-g" or "-Wall" can be added if desired, but they are not necessary.

## 4.0 Input File Syntax

The main purpose of the grammar specification file for Lemon is to define the grammar for the parser. But the input file also specifies additional information Lemon requires to do its job. Most of the work in using Lemon is in writing an appropriate grammar file.

The grammar file for Lemon is, for the most part, a free format. It does not have sections or divisions like yacc or bison. Any declaration can occur at any point in the file. Lemon ignores whitespace (except where it is needed to separate tokens), and it honors the same commenting conventions as C and C++.

### 4.1 Terminals and Nonterminals

A terminal symbol (token) is any string of alphanumeric and/or underscore characters that begins with an uppercase letter. A terminal can contain lowercase letters after the first character, but the usual convention is to make terminals all uppercase. A nonterminal, on the other hand, is any string of alphanumeric and underscore characters than begins with a lowercase letter. Again, the usual convention is to make nonterminals use all lowercase letters.

In Lemon, terminal and nonterminal symbols do not need to be declared or identified in a separate section of the grammar file. Lemon is able to generate a list of all terminals and nonterminals by examining the grammar rules, and it can always distinguish a terminal from a nonterminal by checking the case of the first character of the name.

Yacc and bison allow terminal symbols to have either alphanumeric names or to be individual characters included in single quotes, like this: ')' or '$'. Lemon does not allow this alternative form for terminal symbols. With Lemon, all symbols, terminals and nonterminals, must have alphanumeric names.

### 4.2 Grammar Rules

The main component of a Lemon grammar file is a sequence of grammar rules. Each grammar rule consists of a nonterminal symbol followed by the special symbol "::=" and then a list of terminals and/or nonterminals. The rule is terminated by a period. The list of terminals and nonterminals on the right-hand side of the rule can be empty. Rules can occur in any order, except that the left-hand side of the first rule is assumed to be the start symbol for the grammar (unless specified otherwise using the `%start_symbol` directive described below.) A typical sequence of grammar rules might look something like this:

      expr ::= expr PLUS expr.
      expr ::= expr TIMES expr.
      expr ::= LPAREN expr RPAREN.
      expr ::= VALUE.

There is one non-terminal in this example, "expr", and five terminal symbols or tokens: "PLUS", "TIMES", "LPAREN", "RPAREN" and "VALUE".

Like yacc and bison, Lemon allows the grammar to specify a block of C code that will be executed whenever a grammar rule is reduced by the parser. In Lemon, this action is specified by putting the C code (contained within curly braces `{...}`) immediately after the period that closes the rule. For example:

      expr ::= expr PLUS expr.   { printf("Doing an addition...\n"); }

In order to be useful, grammar actions must normally be linked to their associated grammar rules. In yacc and bison, this is accomplished by embedding a "$$" in the action to stand for the value of the left-hand side of the rule and symbols "$1", "$2", and so forth to stand for the value of the terminal or nonterminal at position 1, 2 and so forth on the right-hand side of the rule. This idea is very powerful, but it is also very error-prone. The single most common source of errors in a yacc or bison grammar is to miscount the number of symbols on the right-hand side of a grammar rule and say "$7" when you really mean "$8".

Lemon avoids the need to count grammar symbols by assigning symbolic names to each symbol in a grammar rule and then using those symbolic names in the action. In yacc or bison, one would write this:

      expr -> expr PLUS expr  { $$ = $1 + $3; };

But in Lemon, the same rule becomes the following:

      expr(A) ::= expr(B) PLUS expr(C).  { A = B+C; }

In the Lemon rule, any symbol in parentheses after a grammar rule symbol becomes a place holder for that symbol in the grammar rule. This place holder can then be used in the associated C action to stand for the value of that symbol.

The Lemon notation for linking a grammar rule with its reduce action is superior to yacc/bison on several counts. First, as mentioned above, the Lemon method avoids the need to count grammar symbols. Secondly, if a terminal or nonterminal in a Lemon grammar rule includes a linking symbol in parentheses but that linking symbol is not actually used in the reduce action, then an error message is generated. For example, the rule

      expr(A) ::= expr(B) PLUS expr(C).  { A = B; }

will generate an error because the linking symbol "C" is used in the grammar rule but not in the reduce action.

The Lemon notation for linking grammar rules to reduce actions also facilitates the use of destructors for reclaiming memory allocated by the values of terminals and nonterminals on the right-hand side of a rule.

### 4.3 Precedence Rules

Lemon resolves parsing ambiguities in exactly the same way as yacc and bison. A shift-reduce conflict is resolved in favor of the shift, and a reduce-reduce conflict is resolved by reducing whichever rule comes first in the grammar file.

Just like in yacc and bison, Lemon allows a measure of control over the resolution of parsing conflicts using precedence rules. A precedence value can be assigned to any terminal symbol using the `%left`, `%right` or `%nonassoc` directives. Terminal symbols mentioned in earlier directives have a lower precedence than terminal symbols mentioned in later directives. For example:

       %left AND.
       %left OR.
       %nonassoc EQ NE GT GE LT LE.
       %left PLUS MINUS.
       %left TIMES DIVIDE MOD.
       %right EXP NOT.

In the preceding sequence of directives, the AND operator is defined to have the lowest precedence. The OR operator is one precedence level higher. And so forth. Hence, the grammar would attempt to group the ambiguous expression

         a AND b OR c

like this

         a AND (b OR c).

The associativity (left, right or nonassoc) is used to determine the grouping when the precedence is the same. AND is left-associative in our example, so

         a AND b AND c

is parsed like this

         (a AND b) AND c.

The EXP operator is right-associative, though, so

         a EXP b EXP c

is parsed like this

         a EXP (b EXP c).

The nonassoc precedence is used for non-associative operators. So

         a EQ b EQ c

is an error.

The precedence of non-terminals is transferred to rules as follows: The precedence of a grammar rule is equal to the precedence of the left-most terminal symbol in the rule for which a precedence is defined. This is normally what you want, but in those cases where you want the precedence of a grammar rule to be something different, you can specify an alternative precedence symbol by putting the symbol in square braces after the period at the end of the rule and before any C-code. For example:

       expr = MINUS expr.  [NOT]

This rule has a precedence equal to that of the NOT symbol, not the MINUS symbol as would have been the case by default.

With the knowledge of how precedence is assigned to terminal symbols and individual grammar rules, we can now explain precisely how parsing conflicts are resolved in Lemon. Shift-reduce conflicts are resolved as follows:

- If either the token to be shifted or the rule to be reduced lacks precedence information, then resolve in favor of the shift, but report a parsing conflict.
- If the precedence of the token to be shifted is greater than the precedence of the rule to reduce, then resolve in favor of the shift. No parsing conflict is reported.
- If the precedence of the token to be shifted is less than the precedence of the rule to reduce, then resolve in favor of the reduce action. No parsing conflict is reported.
- If the precedences are the same and the shift token is right-associative, then resolve in favor of the shift. No parsing conflict is reported.
- If the precedences are the same and the shift token is left-associative, then resolve in favor of the reduce. No parsing conflict is reported.
- Otherwise, resolve the conflict by doing the shift, and report a parsing conflict.

Reduce-reduce conflicts are resolved this way:

- If either reduce rule lacks precedence information, then resolve in favor of the rule that appears first in the grammar, and report a parsing conflict.
- If both rules have precedence and the precedence is different, then resolve the dispute in favor of the rule with the highest precedence, and do not report a conflict.
- Otherwise, resolve the conflict by reducing by the rule that appears first in the grammar, and report a parsing conflict.

### 4.4 Special Directives

The input grammar to Lemon consists of grammar rules and special directives. We've described all the grammar rules, so now we'll talk about the special directives.

Directives in Lemon can occur in any order. You can put them before the grammar rules, or after the grammar rules, or in the midst of the grammar rules. It doesn't matter. The relative order of directives used to assign precedence to terminals is important, but other than that, the order of directives in Lemon is arbitrary.

Lemon supports the following special directives:

- `%code`
- `%default_destructor`
- `%default_type`
- `%destructor`
- `%else`
- `%endif`
- `%extra_argument`
- `%fallback`
- `%free`
- `%if`
- `%ifdef`
- `%ifndef`
- `%include`
- `%left`
- `%name`
- `%nonassoc`
- `%parse_accept`
- `%parse_failure`
- `%right`
- `%realloc`
- `%stack_overflow`
- `%stack_size`
- `%start_symbol`
- `%syntax_error`
- `%token`
- `%token_class`
- `%token_destructor`
- `%token_prefix`
- `%token_type`
- `%type`
- `%wildcard`

Each of these directives will be described separately in the following sections:

#### 4.4.1 The `%code` directive

The `%code` directive is used to specify additional C code that is added to the end of the main output file. This is similar to the `%include` directive except that `%include` is inserted at the beginning of the main output file.

`%code` is typically used to include some action routines or perhaps a tokenizer or even the "main()" function as part of the output file.

There can be multiple `%code` directives. The arguments of all `%code` directives are concatenated.

#### 4.4.2 The `%default_destructor` directive

The `%default_destructor` directive specifies a destructor to use for non-terminals that do not have their own destructor specified by a separate `%destructor` directive. See the documentation on the `%destructor` directive below for additional information.

In some grammars, many different non-terminal symbols have the same data type and hence the same destructor. This directive is a convenient way to specify the same destructor for all those non-terminals using a single statement.

#### 4.4.3 The `%default_type` directive

The `%default_type` directive specifies the data type of non-terminal symbols that do not have their own data type defined using a separate `%type` directive.

#### 4.4.4 The `%destructor` directive

The `%destructor` directive is used to specify a destructor for a non-terminal symbol. (See also the `%token_destructor` directive which is used to specify a destructor for terminal symbols.)

A non-terminal's destructor is called to dispose of the non-terminal's value whenever the non-terminal is popped from the stack. This includes all of the following circumstances:

- When a rule reduces and the value of a non-terminal on the right-hand side is not linked to C code.
- When the stack is popped during error processing.
- When the ParseFree() function runs.

The destructor can do whatever it wants with the value of the non-terminal, but its design is to deallocate memory or other resources held by that non-terminal.

Consider an example:

       %type nt {void*}
       %destructor nt { free($$); }
       nt(A) ::= ID NUM.   { A = malloc( 100 ); }

This example is a bit contrived, but it serves to illustrate how destructors work. The example shows a non-terminal named "nt" that holds values of type "void*". When the rule for an "nt" reduces, it sets the value of the non-terminal to space obtained from malloc(). Later, when the nt non-terminal is popped from the stack, the destructor will fire and call free() on this malloced space, thus avoiding a memory leak. (Note that the symbol "$$" in the destructor code is replaced by the value of the non-terminal.)

It is important to note that the value of a non-terminal is passed to the destructor whenever the non-terminal is removed from the stack, unless the non-terminal is used in a C-code action. If the non-terminal is used by C-code, then it is assumed that the C-code will take care of destroying it. More commonly, the value is used to build some larger structure, and we don't want to destroy it, which is why the destructor is not called in this circumstance.

Destructors help avoid memory leaks by automatically freeing allocated objects when they go out of scope. To do the same using yacc or bison is much more difficult.

#### 4.4.5 The `%extra_argument` directive

The `%extra_argument` directive instructs Lemon to add a 4th parameter to the parameter list of the Parse() function it generates. Lemon doesn't do anything itself with this extra argument, but it does make the argument available to C-code action routines, destructors, and so forth. For example, if the grammar file contains:

        %extra_argument { MyStruct *pAbc }

Then the Parse() function generated will have an 4th parameter of type "MyStruct*" and all action routines will have access to a variable named "pAbc" that is the value of the 4th parameter in the most recent call to Parse().

The `%extra_context` directive works the same except that it is passed in on the ParseAlloc() or ParseInit() routines instead of on Parse().

#### 4.4.6 The `%extra_context` directive

The `%extra_context` directive instructs Lemon to add a 2nd parameter to the parameter list of the ParseAlloc() and ParseInit() functions. Lemon doesn't do anything itself with these extra argument, but it does store the value make it available to C-code action routines, destructors, and so forth. For example, if the grammar file contains:

        %extra_context { MyStruct *pAbc }

Then the ParseAlloc() and ParseInit() functions will have an 2nd parameter of type "MyStruct*" and all action routines will have access to a variable named "pAbc" that is the value of that 2nd parameter.

The `%extra_argument` directive works the same except that it is passed in on the Parse() routine instead of on ParseAlloc()/ParseInit().

#### 4.4.7 The `%fallback` directive

The `%fallback` directive specifies an alternative meaning for one or more tokens. The alternative meaning is tried if the original token would have generated a syntax error.

The `%fallback` directive was added to support robust parsing of SQL syntax in SQLite. The SQL language contains a large assortment of keywords, each of which appears as a different token to the language parser. SQL contains so many keywords that it can be difficult for programmers to keep up with them all. Programmers will, therefore, sometimes mistakenly use an obscure language keyword for an identifier. The `%fallback` directive provides a mechanism to tell the parser: "If you are unable to parse this keyword, try treating it as an identifier instead."

The syntax of `%fallback` is as follows:

> `%fallback` ID TOKEN... .

In words, the `%fallback` directive is followed by a list of token names terminated by a period. The first token name is the fallback token — the token to which all the other tokens fall back to. The second and subsequent arguments are tokens which fall back to the token identified by the first argument.

#### 4.4.8 The `%if` directive and its friends

The `%if`, `%ifdef`, `%ifndef`, `%else`, and `%endif` directives are similar to #if, #ifdef, #ifndef, #else, and #endif in the C-preprocessor, just not as general. Each of these directives must begin at the left margin. No whitespace is allowed between the "%" and the directive name.

Grammar text in between "`%ifdef MACRO`" and the next nested "`%endif`" is ignored unless the "-DMACRO" command-line option is used. Grammar text between "`%ifndef MACRO`" and the next nested "`%endif`" is included except when the "-DMACRO" command-line option is used.

The text in between "`%if` CONDITIONAL" and its corresponding `%endif` is included only if CONDITIONAL is true. The CONDITION is one or more macro names, optionally connected using the "||" and "&&" binary operators, the "!" unary operator, and grouped using balanced parentheses. Each term is true if the corresponding macro exists, and false if it does not exist.

An optional "`%else`" directive can occur anywhere in between a `%ifdef`, `%ifndef`, or `%if` directive and its corresponding `%endif`.

Note that the argument to `%ifdef` and `%ifndef` is intended to be a single preprocessor symbol name, not a general expression. Use the "`%if`" directive for general expressions.

#### 4.4.9 The `%include` directive

The `%include` directive specifies C code that is included at the top of the generated parser. You can include any text you want — the Lemon parser generator copies it blindly. If you have multiple `%include` directives in your grammar file, their values are concatenated so that all `%include` code ultimately appears near the top of the generated parser, in the same order as it appeared in the grammar.

The `%include` directive is very handy for getting some extra #include preprocessor statements at the beginning of the generated parser. For example:

       %include {#include <unistd.h>}

This might be needed, for example, if some of the C actions in the grammar call functions that are prototyped in unistd.h.

Use the `%code` directive to add code to the end of the generated parser.

#### 4.4.10 The `%left` directive

The `%left` directive is used (along with the `%right` and `%nonassoc` directives) to declare precedences of terminal symbols. Every terminal symbol whose name appears after a `%left` directive but before the next period (".") is given the same left-associative precedence value. Subsequent `%left` directives have higher precedence. For example:

       %left AND.
       %left OR.
       %nonassoc EQ NE GT GE LT LE.
       %left PLUS MINUS.
       %left TIMES DIVIDE MOD.
       %right EXP NOT.

Note the period that terminates each `%left`, `%right` or `%nonassoc` directive.

LALR(1) grammars can get into a situation where they require a large amount of stack space if you make heavy use or right-associative operators. For this reason, it is recommended that you use `%left` rather than `%right` whenever possible.

#### 4.4.11 The `%name` directive

By default, the functions generated by Lemon all begin with the five-character string "Parse". You can change this string to something different using the `%name` directive. For instance:

       %name Abcde

Putting this directive in the grammar file will cause Lemon to generate functions named

- AbcdeAlloc(),
- AbcdeFree(),
- AbcdeTrace(), and
- Abcde().

The `%name` directive allows you to generate two or more different parsers and link them all into the same executable.

#### 4.4.12 The `%nonassoc` directive

This directive is used to assign non-associative precedence to one or more terminal symbols. See the section on precedence rules or on the `%left` directive for additional information.

#### 4.4.13 The `%parse_accept` directive

The `%parse_accept` directive specifies a block of C code that is executed whenever the parser accepts its input string. To "accept" an input string means that the parser was able to process all tokens without error.

For example:

       %parse_accept {
          printf("parsing complete!\n");
       }

#### 4.4.14 The `%parse_failure` directive

The `%parse_failure` directive specifies a block of C code that is executed whenever the parser fails complete. This code is not executed until the parser has tried and failed to resolve an input error using is usual error recovery strategy. The routine is only invoked when parsing is unable to continue.

       %parse_failure {
         fprintf(stderr,"Giving up.  Parser is hopelessly lost...\n");
       }

#### 4.4.15 The `%right` directive

This directive is used to assign right-associative precedence to one or more terminal symbols. See the section on precedence rules or on the %left directive for additional information.

#### 4.4.16 The `%stack_overflow` directive

The `%stack_overflow` directive specifies a block of C code that is executed if the parser's internal stack ever overflows. Typically this just prints an error message. After a stack overflow, the parser will be unable to continue and must be reset.

       %stack_overflow {
         fprintf(stderr,"Giving up.  Parser stack overflow\n");
       }

You can help prevent parser stack overflows by avoiding the use of right recursion and right-precedence operators in your grammar. Use left recursion and and left-precedence operators instead to encourage rules to reduce sooner and keep the stack size down. For example, do rules like this:

       list ::= list element.      // left-recursion.  Good!
       list ::= .

Not like this:

       list ::= element list.      // right-recursion.  Bad!
       list ::= .

#### 4.4.17 The `%stack_size` directive

If stack overflow is a problem and you can't resolve the trouble by using left-recursion, then you might want to increase the size of the parser's stack using this directive. Put an positive integer after the `%stack_size` directive and Lemon will generate a parse with a stack of the requested size. The default value is 100.

       %stack_size 2000

#### 4.4.18 The `%start_symbol` directive

By default, the start symbol for the grammar that Lemon generates is the first non-terminal that appears in the grammar file. But you can choose a different start symbol using the `%start_symbol` directive.

       %start_symbol  prog

#### 4.4.19 The `%syntax_error` directive

See Error Processing.

#### 4.4.20 The `%token` directive

Tokens are normally created automatically, the first time they are used. Any identifier that begins with an upper-case letter is a token.

Sometimes it is useful to declare tokens in advance, however. The integer values assigned to each token determined by the order in which the tokens are seen. So by declaring tokens in advance, it is possible to cause some tokens to have low-numbered values, which might be desirable in some grammers, or to have sequential values assigned to a sequence of related tokens. For this reason, the %token directive is provided to declare tokens in advance. The syntax is as follows:

> `%token` TOKEN TOKEN... .

The %token directive is followed by zero or more token symbols and terminated by a single ".". Each token named is created if it does not already exist. Tokens are created in order.

#### 4.4.21 The `%token_class` directive

Undocumented. Appears to be related to the MULTITERMINAL concept. Implementation.

#### 4.4.22 The `%token_destructor` directive

The `%destructor` directive assigns a destructor to a non-terminal symbol. (See the description of the `%destructor` directive above.) The `%token_destructor` directive does the same thing for all terminal symbols.

Unlike non-terminal symbols, which may each have a different data type for their values, terminals all use the same data type (defined by the `%token_type` directive) and so they use a common destructor. Other than that, the token destructor works just like the non-terminal destructors.

#### 4.4.23 The `%token_prefix` directive

Lemon generates #defines that assign small integer constants to each terminal symbol in the grammar. If desired, Lemon will add a prefix specified by this directive to each of the #defines it generates.

So if the default output of Lemon looked like this:

        #define AND              1
        #define MINUS            2
        #define OR               3
        #define PLUS             4

You can insert a statement into the grammar like this:

        %token_prefix    TOKEN_

to cause Lemon to produce these symbols instead:

        #define TOKEN_AND        1
        #define TOKEN_MINUS      2
        #define TOKEN_OR         3
        #define TOKEN_PLUS       4

#### 4.4.24 The `%token_type` and `%type` directives

These directives are used to specify the data types for values on the parser's stack associated with terminal and non-terminal symbols. The values of all terminal symbols must be of the same type. This turns out to be the same data type as the 3rd parameter to the Parse() function generated by Lemon. Typically, you will make the value of a terminal symbol be a pointer to some kind of token structure. Like this:

       %token_type    {Token*}

If the data type of terminals is not specified, the default value is "void*".

Non-terminal symbols can each have their own data types. Typically the data type of a non-terminal is a pointer to the root of a parse tree structure that contains all information about that non-terminal. For example:

       %type   expr  {Expr*}

Each entry on the parser's stack is actually a union containing instances of all data types for every non-terminal and terminal symbol. Lemon will automatically use the correct element of this union depending on what the corresponding non-terminal or terminal symbol is. But the grammar designer should keep in mind that the size of the union will be the size of its largest element. So if you have a single non-terminal whose data type requires 1K of storage, then your 100 entry parser stack will require 100K of heap space. If you are willing and able to pay that price, fine. You just need to know.

#### 4.4.25 The `%wildcard` directive

The `%wildcard` directive is followed by a single token name and a period. This directive specifies that the identified token should match any input token.

When the generated parser has the choice of matching an input against the wildcard token and some other token, the other token is always used. The wildcard token is only matched if there are no alternatives.

#### 4.4.26 The `%realloc` and `%free` directives

The `%realloc` and `%free` directives defines function that allocate and free heap memory. The signatures of these functions should be the same as the realloc() and free() functions from the standard C library.

If both of these functions are defined then these functions are used to allocate and free memory for supplemental parser stack space, if the initial parse stack space is exceeded. The initial parser stack size is specified by either `%stack_size` or the -DYYSTACKDEPTH compile-time flag.

## 5.0 Error Processing

After extensive experimentation over several years, it has been discovered that the error recovery strategy used by yacc is about as good as it gets. And so that is what Lemon uses.

When a Lemon-generated parser encounters a syntax error, it first invokes the code specified by the `%syntax_error` directive, if any. It then enters its error recovery strategy. The error recovery strategy is to begin popping the parsers stack until it enters a state where it is permitted to shift a special non-terminal symbol named "error". It then shifts this non-terminal and continues parsing. The `%syntax_error` routine will not be called again until at least three new tokens have been successfully shifted.

If the parser pops its stack until the stack is empty, and it still is unable to shift the error symbol, then the `%parse_failure` routine is invoked and the parser resets itself to its start state, ready to begin parsing a new file. This is what will happen at the very first syntax error, of course, if there are no instances of the "error" non-terminal in your grammar.

## 6.0 History of Lemon

Lemon was originally written by Richard Hipp sometime in the late 1980s on a Sun4 Workstation using K&R C. There was a companion LL(1) parser generator program named "Lime". The Lime source code has been lost.

The lemon.c source file was originally many separate files that were compiled together to generate the "lemon" executable. Sometime in the 1990s, the individual source code files were combined together into the current single large "lemon.c" source file. You can still see traces of original filenames in the code.

Since 2001, Lemon has been part of the SQLite project and the source code to Lemon has been managed as a part of the SQLite source tree in the following files:

- tool/lemon.c
- tool/lempar.c
- doc/lemon.html

## 7.0 Copyright

All of the source code to Lemon, including the template parser file "lempar.c" and this documentation file ("lemon.html") are in the public domain. You can use the code for any purpose and without attribution.

The code comes with no warranty. If it breaks, you get to keep both pieces.